SEC Comment Letters

SEC Comment Letters

March 22, 2024

Quincy Data SEC Comment: Nasdaq’s new NY11-4 facility requires substantial and transparent SEC rule filing process to avoid unfair and discriminatory burdens on competition.

Read full response here: Quincy Data – Nasdaq NY11-4 Comment Letter (2024.03.22)
January 21, 2022

DC Court of Appeals Rules in favor of SEC (and McKay-led group), citing McKay Amicus Brief in favor of equal access to Exchange Facilities.

DC Court of Appeals cites McKay Brief of Amici Curiae in support of SEC rules to promote equal access to exchange data centers Read the full article here:$file/20-1470-1931643.pdf
January 13, 2022

McKay SEC Comment: IDS provision of CME data at Mahwah should include commitment to equal access to Mahwah data center campus (File No. SR-NYSE-2021-67)

McKay Comment Letter re IDS provision of CME data at Mahwah Read the full letter here: McKay Brothers – Comment Letter on CME Data – SR-NYSE-2021-67 (2022.01.13)
December 12, 2020

McKay SEC Comment: Nasdaq exclusive wireless roof installation defies SEC ruling that Exchange Facilities providing exclusive wireless access violate The Exchange Act (File No. 4-729)

September 22, 2020

McKay SEC Comment (Letter 4/4): NYSE resists market’s call for transparency and commitment to level playing field (File No. SR-NYSE-2020-05)

August 28, 2020

McKay SEC Comment (Letter 3/4): NYSE should commit to level playing field for access to the Mahwah Facility (File No. SR-NYSE-2020-05)

June 12, 2020

McKay SEC Comment (Letter 2/4): NYSE has not justified the exclusive latency advantage for wireless services (File No. SR-NYSE-2020-05)

McKay Brothers Second Comment Letter re: Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections and Associated Fees (File Nos. SR-NYSE-2020-05, SRNYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SRNYSENAT-2020-03, SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SRNYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08)
June 1, 2020

McKay SEC Comment: Support for Market Data Infrastructure Proposed Rule and for Competing Consolidators (Release No. 34-88216; File No. S7- 03-20)

Read the McKay Brothers – Comment Letter re SR-NYSE-2020-05
March 10, 2020

McKay SEC Comment (Letter 1/4): NYSE Data Center and Wireless Connections are Facilities of the Exchange; NYSE exclusive use of on-campus private pole provides unfair competitive advantage inconsistent with the Exchange Act (File No. SR-NYSE-2020-05)